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Administrative subpoena
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#	Item
51	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]November 7, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-07 15:20:46 Federal Rules of Civil Procedure U.S. Securities and Exchange Commission Law Government Legal documents Subpoena duces tecum Subpoena
52	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]December 23, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-23 16:29:54
53	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]September 22, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-22 15:18:20 Subpoena duces tecum Legal terms Subpoena Motion to quash Federal Rules of Civil Procedure Deposition Law Legal documents Discovery
54	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]September 12, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-12 12:55:01 Financial system Securities and Exchange Commission Subpoena duces tecum Securities Exchange Act Securities Act Securities Industry and Financial Markets Association Financial Industry Regulatory Authority Sarbanes–Oxley Act Delaney United States securities law Financial economics Finance
55	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]December 5, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-05 15:08:46 Brief Administrative law judge Subpoena Law Government Legal documents Corporate crime U.S. Securities and Exchange Commission
56	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]August 27, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-27 15:11:17 Legal documents Subpoena Discovery
57	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]September 9, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-09 15:52:02 Motion to quash Discovery Motion Subpoena U.S. Securities and Exchange Commission Government Law Legal documents Legal terms
58	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]December 19, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-19 16:07:43 Legal documents Stock market NYSE Arca Subpoena Securities Exchange Act U.S. Securities and Exchange Commission NASDAQ Securities Industry and Financial Markets Association Financial economics Investment Finance
59	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]November 3, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-03 12:19:15 Legal documents Subpoena
60	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]October 20, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-21 06:17:06 Subpoena duces tecum Subpoena Privilege Motion to quash Law Privileged communication Legal documents